0000905148-16-001903.txt : 20160919 0000905148-16-001903.hdr.sgml : 20160919 20160919163903 ACCESSION NUMBER: 0000905148-16-001903 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79873 FILM NUMBER: 161892125 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Tyrus Capital S.A.M. CENTRAL INDEX KEY: 0001543065 IRS NUMBER: 000000000 STATE OF INCORPORATION: O9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4 AVENUE ROQUEVILLE CITY: MONACO STATE: O9 ZIP: MC 98000 BUSINESS PHONE: 377 9999 5030 MAIL ADDRESS: STREET 1: 4 AVENUE ROQUEVILLE CITY: MONACO STATE: O9 ZIP: MC 98000 SC 13G 1 efc16-555_fmsc13g.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 


 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. )*
 
HALCÓN RESOURCES CORPORATION
 (Name of Issuer)
 
Common Stock, par value $0.0001 per share
 (Title of Class of Securities)
 
40537Q605
 (CUSIP Number)
 
September 9, 2016
 (Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[    ] Rule 13d-1(b)
 
[ X ] Rule 13d-1(c)
 
[     ] Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

Continued on following pages
Page 1 of 8 Pages
Exhibit Index: Page 7
 
 
CUSIP No. 40537Q605
Page 2 of 8 Pages
 
 
1
NAMES OF REPORTING PERSONS
 
 
TYRUS CAPITAL S.A.M.
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    
(a)☐
    
(b)☐
 
 
3
SEC USE ONLY
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Monaco
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
9,256,652 (1)
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
9,256,652 (1)
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
9,256,652 (1)
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
9.93% (2)
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
OO
 
 
 
 
 
1.  This figure includes 700,163 shares of Common Stock that the Reporting Person has the right to acquire upon exercise of warrants.

2.  This percentage is based on a total of 93,200,144 Shares outstanding, which is the sum of the 92,499,981 Shares outstanding on September 12, 2016, based on information from the Issuer, and the 700,163 Shares which the Reporting Person has the right to acquire upon exercise of warrants and which have been added to the number of Shares outstanding pursuant to Rule 13d-3(d)(1)(i).

CUSIP No. 40537Q605
Page 3 of 8 Pages
 
 
1
NAMES OF REPORTING PERSONS
 
 
TONY CHEDRAOUI
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    
(a)☐
    
(b)☐
 
 
3
SEC USE ONLY
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
United Kingdom
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
0
 
 
 
 
6
SHARED VOTING POWER
 
 
9,256,652 (1)
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
9,256,652 (1)
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
9,256,652 (1)
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
9.93% (2)
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
IN, HC
 
 
 
 
 
1.  This figure includes 700,163 shares of Common Stock that the Reporting Person has the right to acquire upon exercise of warrants.

2.  This percentage is based on a total of 93,200,144 Shares outstanding, which is the sum of the 92,499,981 Shares outstanding on September 12, 2016, based on information from the Issuer, and the 700,163 Shares which the Reporting Person has the right to acquire upon exercise of warrants and which have been added to the number of Shares outstanding pursuant to Rule 13d-3(d)(1)(i).


 
Page 4 of 8 Pages
 
Item 1(a).       Name of Issuer:
 
Halcón Resources Corporation (the “Issuer”)

Item 1(b).       Address of Issuer’s Principal Executive Offices:
 
1000 Louisiana Street, Suite 6700, Houston, TX 77002
 
Item 2(a).       Name of Person Filing:
 
This Statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”):

i) Tyrus Capital S.A.M. (“Tyrus S.A.M.”);  and
ii) Mr. Tony Chedraoui (“Mr. Chedraoui”).

This Statement relates to the Shares (as defined herein) held for Tyrus Capital Event Master Fund Limited, a Cayman Islands exempted company (“Tyrus Ltd.”) and TC Five Limited, a Cayman Islands exempted company (“TC Ltd.”).  Tyrus S.A.M. serves as investment manager to each of Tyrus Ltd. and TC Ltd.   Mr. Chedraoui is Chief Investment Officer and control person of Tyrus S.A.M.

Item 2(b).       Address of Principal Business Office or, if None, Residence:

The principal business address of each of the Reporting Persons is 4 Avenue Roqueville, Monaco, MC 98000.

Item 2(c).       Citizenship:

i) Tyrus S.A.M is a Société Anonyme Monégasque; and
ii) Mr. Chedraoui is a citizen of the United Kingdom.

Item 2(d).       Title of Class of Securities:
 
Common Stock, par value $0.0001 per share (the “Shares”)
 
Item 2(e).       CUSIP Number:
 
40537Q605
 
Item 3.            If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
                    Check Whether the Person Filing is a:
 
This Item 3 is not applicable.

Item 4.            Ownership:
 
Item 4(a)        Amount Beneficially Owned:
 
As of September 16, 2016, each of Tyrus S.A.M. and Mr. Chedraoui may be deemed the beneficial owner of 9,256,652 Shares.  This amount consists of: (A) 7,205,628 Shares and 350,650 Shares which may be obtained upon exercise of warrants held for the account of Tyrus Ltd. and (B) 1,350,861 Shares and 349,513 Shares which may be obtained upon exercise of warrants held for TC Ltd.
 
 
 
Page 5 of 8 Pages
 
Item 4(b)       Percent of Class:

As of September 16, 2016, each of Tyrus S.A.M. and Mr. Chedraoui may be deemed the beneficial owner of approximately 9.93% of Shares outstanding.  (This percentage is based on a total of 93,200,144 Shares outstanding, which is the sum of the 92,499,981 Shares outstanding on September 12, 2016, based on information from the Issuer, and the 700,163 Shares which may be obtained upon exercise of warrants and which have been added to the number of Shares outstanding pursuant to Rule 13d-3(d)(1)(i).)

Item 4(c)       Number of Shares as to which such person has:
 
(i) Sole power to vote or direct the vote:
0
(ii) Shared power to vote or direct the vote:
9,256,652
(iii) Sole power to dispose or direct the disposition of:
0
(iv) Shared power to dispose or direct the disposition of:
9,256,652
 
Item 5.          Ownership of Five Percent or Less of a Class:
 
This Item 5 is not applicable.
 
Item 6.           Ownership of More than Five Percent on Behalf of Another Person:
 
See disclosure in Items 2 and 4 hereof.  Tyrus Ltd. is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, more than five percent of the Shares covered by this Statement that may be deemed to be beneficially owned by the Reporting Persons.
 
Item 7.          Identification and Classification of the Subsidiary Which Acquired the Security Being
                       Reported on By the Parent Holding Company or Control Person:
 
See disclosure in Item 2 hereof.

Item 8.           Identification and Classification of Members of the Group:
 
This Item 8 is not applicable.
 
Item 9.           Notice of Dissolution of Group:
 
This Item 9 is not applicable.
 
Item 10.        Certification:
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
 
 
Page 6 of 8 Pages
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
  Tyrus Capital S.A.M.  
       
 
By:
/s/ Mark Madden  
    Name: Mark Madden  
    Title: Director  
       
       
 
  Tony Chedraoui   
       
   /s/ Tony Chedraoui   
       
 
September 19, 2016
 
 
Page 7 of 8 Pages
 

 
EXHIBIT INDEX
 
Ex.
  
Page No.
     
A Joint Filing Agreement 8 
 
 
 
 

 
 
Page 8 of 8 Pages
 
EXHIBIT A


JOINT FILING AGREEMENT

The undersigned hereby agree that the statement on Schedule 13G with respect to the Common Stock of Halcón Resources Corporation dated as of September 19, 2016 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
 
  Tyrus Capital S.A.M.  
       
 
By:
/s/ Mark Madden  
    Name: Mark Madden  
    Title: Director  
       
       
 
  Tony Chedraoui   
       
   /s/ Tony Chedraoui   
       
 
September 19, 2016